Aaron Foley

Santander Securities

28 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingInsurance Planning

Santander Securities

Compensation

Fee-Only (AUM)

Firm Size

158 advisors

Number of Clients

10,401 clients

Average Client Portfolio

$245K average

Assets Under Management

$2.6B

Fee Structure

Minimum Investment:$25K

Financial Planning:Included in AUM fee

Location

75 State Street, Mail Code: MA-SST-INV4, Boston, MA, 02109

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

November 2012

Denied

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Santander Securities

November 2019 - Present · 6 yrs 3 mos

Santander Securities LLC

November 2019 - Present · 6 yrs 3 mos

Santander Securities LLCBroker

November 2019 - Present · 6 yrs 3 mos

Previous Registrations

Citizens Securities, INC.

March 2017 - October 2019 · 2 yrs 7 mos

Citizens Securities, INC.Broker

September 2015 - October 2019 · 4 yrs 1 mo

Moors & Cabot, INC.Broker

November 2009 - September 2015 · 5 yrs 10 mos

Jesup & Lamont Securities CORPBroker

December 2007 - December 2009 · 2 yrs

Oppenheimer & CO. INC.Broker

October 2003 - December 2007 · 4 yrs 2 mos

UBS Financial Services INC.Broker

July 1999 - November 2003 · 4 yrs 4 mos

Gruntal & CO., L.L.C.Broker

May 1997 - July 1999 · 2 yrs 2 mos

State Registrations52 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.