Daria Thomas is a registered investment advisor at Fuller Investment Management Company, based in Pasadena, CA, with 4 years of industry experience. Daria operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 73 clients with $260M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $25.0M | 0.65% |
| $25M+ | 0.55% |
Advisory fees are negotiable. Institutional Portfolio clients have a different fee schedule: First $5M: 0.90%, Over $5M to $10M: 0.80%, Over $10M to $25M: 0.70%, Greater than $25M: 0.60%
Fee Estimator
Location
135 North Oakland Avenue, Pasadena, CA, 91182
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Fuller Investment Management Company
Previous Registrations
Charles Schwab & CO., INC.
State Registrations1 state
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