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Christopher Toro

28 Years of Experience
1 DisclosureBroker

Christopher Toro is a registered investment advisor at A.G.P / Alliance Global Partners, based in New York, NY, with 28 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
128 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K

A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.

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Location

40 Wall Street, New York, NY, 10005

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Settled
Employment History
Current Registrations
A.G.P / Alliance Global Partners
May 2025 - Present · 11 mos
A.G.P. / Alliance Global Partners
May 2025 - Present · 11 mos
A.G.P. / Alliance Global PartnersBroker
May 2025 - Present · 11 mos
Previous Registrations
Joseph Gunnar & CO., LLC
March 2016 - May 2025 · 9 yrs 2 mos
Joseph Gunnar & CO. LLCBroker
August 2014 - May 2025 · 10 yrs 9 mos
Joseph Gunnar & CO., LLC
August 2014 - June 2015 · 10 mos
National Asset Management, INC.
September 2010 - August 2014 · 3 yrs 11 mos
National Securities CorporationBroker
March 2004 - August 2014 · 10 yrs 5 mos
First Montauk Securities CORP.Broker
November 2000 - March 2004 · 3 yrs 4 mos
Coleman & Company Securities, INC.Broker
June 1999 - November 2000 · 1 yr 5 mos
R.D. White & CO., INC.Broker
May 1998 - June 1999 · 1 yr 1 mo
Briarwood Investment CounselBroker
June 1997 - March 1998 · 9 mos
Lt Lawrence & CO., INC.Broker
February 1997 - April 1997 · 2 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.