Kurt Gutman
Kurt Gutman is a registered investment advisor at Ausdal Financial Partners, INC., based in Fort Wayne, IN, with 28 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 10,402 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ausdal Financial Partners offers several investment management programs. Fees vary depending on the program and custodian.
Advisor Managed Account (AMP): Fees are negotiated with your advisor, with a maximum annual fee of 3%. Wrap accounts include all transaction costs, while non-wrap accounts charge separately for advisory services and transactions.
Third Party Managed Accounts (SMA/UMA): Fees consist of an Investment Advisor Representative Fee, a Platform Fee (0.11% to 0.28%), and a Manager Fee (0% to 0.80%).
Retirement Plan Advisory Program: Maximum annual fee of 3%. Fees can be a fixed percentage or tiered based on account assets.
Held Away Accounts (Pontera): Maximum advisory fee of 1.5% of account assets. Fees must be deducted from an alternate advisory account or billed directly to the client.
Location
9933 West Dupont Circle Dr., Ste 100, Fort Wayne, IN, 46825
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kurt works as an IAR for Compass Financial Advisors and is a registered representative for Ausdal Financial Partners, dedicating full-time hours to these roles. He also sells insurance products and serves on the boards of the Allen County Economic Development Commission and Concordia Lutheran High School.
Employment History
Current Registrations
Ausdal Financial Partners, INC.Broker
Compass Financial Advisors LLC
Previous Registrations
Harbour Investments, INC.Broker
Securities America, INC.Broker
Fintegra, LLCBroker
J.J.B. Hilliard, W.L. Lyons, LLC
J.J.B Hilliard, W.L. Lyons, LLCBroker
Sii Investments, INC.Broker
The O.N. Equity Sales CompanyBroker
Nylife Securities INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.