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Brian Vincent Lopez

Cibc Private Wealth Advisors, INC.
28 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Cibc Private Wealth Advisors, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
157 advisors
Number of Clients
10,045 clients
Average Client Portfolio
$6.1M average
Assets Under Management
$61.1B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
Minimum Annual Fee:$10,000

Location

100 Federal Street, 37th Floor, Boston, MA, 02110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian serves as trustee for a two-unit condo development in Waltham, MA, since 2009. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Cibc World Markets CORP.Broker
December 2023 - Present · 2 yrs 2 mos
Cibc World Markets CORP.
December 2023 - Present · 2 yrs 2 mos
Cibc Private Wealth Advisors, INC.
November 2023 - Present · 2 yrs 3 mos
Previous Registrations
Svb Wealth
April 2015 - September 2023 · 8 yrs 5 mos
Sentinel Pension Advisors INC
February 2010 - March 2015 · 5 yrs 1 mo
Sentinel Securities, INC.Broker
September 2009 - March 2015 · 5 yrs 6 mos
Fidelity Brokerage Services LLCBroker
January 2008 - September 2009 · 1 yr 8 mos
Fidelity Investments Institutional Services Company, INC.Broker
October 2006 - January 2008 · 1 yr 3 mos
Strategic Advisers, INC.
October 2000 - September 2007 · 6 yrs 11 mos
Fidelity Brokerage Services LLCBroker
July 2000 - October 2006 · 6 yrs 3 mos
Fidelity Investments Institutional Services Company, INC.Broker
March 1997 - July 2000 · 3 yrs 4 mos
State Registrations1 state
MA
Advisor
Exams
No exam information available for this advisor.