Tim Brockway
Tim Brockway is a registered investment advisor at Riverpath Investments LLC, based in Sacramento, CA, with 20 years of industry experience. Tim operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 232 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.5M | 0.85% |
| $2.5M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
1792 Tribute Road, Suite 270, Sacramento, CA, 95815
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2009Other Business ActivitiesSells Insurance
Tim has ownership in ASG Insurance and Financial Services, Inc. and is involved in life and health insurance. He also works as a solicitor for RiverPath Investments, spending about 10-20% of his time on the insurance business and approximately 60 hours per month soliciting for RiverPath Investments.
Employment History
Current Registrations
Riverpath Investments LLC
Previous Registrations
Storehouse Financial
MML Investors Services, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.