Alan Aaron Eisenstein

Spc

28 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Spc

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

474 advisors

Number of Clients

30,881 clients

Average Client Portfolio

$183K average

Assets Under Management

$5.7B

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Minimum Annual Fee:$25

Location

300 Parkland Plaza, Ann Arbor, MI, 48103

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History

Regulatory History (1)

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Customer Dispute

January 2021

Denied

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Other Business ActivitiesSells Insurance

Alan is involved in several businesses, primarily focused on selling various types of insurance, including life, health, long-term care, and disability insurance. He also has a partnership, Eisenstein & Brenner, offering financial services and fixed annuities, dedicating a significant amount of time to these activities.

Employment History

Current Registrations

Spc

January 2025 - Present · 1 yr 1 mo

Parkland Securities, LLCBroker

January 2025 - Present · 1 yr 1 mo

Previous Registrations

Ic Advisory Services, INC.

July 2016 - January 2025 · 8 yrs 6 mos

The Investment Center, INC.Broker

December 2012 - January 2025 · 12 yrs 1 mo

Prime Capital Services, INC.Broker

December 2002 - December 2012 · 10 yrs

Park Avenue Securities LLCBroker

May 1999 - December 2002 · 3 yrs 7 mos

Guardian Investor Services CorporationBroker

February 1997 - May 1999 · 2 yrs 3 mos

State Registrations19 states

AZCACOCTFLMAMDMINCNJNVNYOHPASCTNTXVTWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.