Phillips Bragg is a CFP-designated registered investment advisor at Bragg Financial Advisors INC, based in Charlotte, NC, with 29 years of industry experience. Phillips operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 1,552 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 0.85% |
| $5.0M - $10.0M | 0.70% |
| $10.0M - $20.0M | 0.60% |
| $20M+ | 0.50% |
Minimum annual advisory fee of $20,000 for new clients as of April 1, 2023. Existing clients are not subject to this minimum. Any portion of a client account that is invested in shares of the FPA Queens Road Funds will be excluded from our Quarterly Advisory Fee calculation.
Fee Estimator
Location
1031 South Caldwell St, Suite 200, Charlotte, NC, 28203
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Phillips is a member or partner in several LLCs and limited partnerships, and treasurer of a fishing club. He also owns a rental house, spending minimal time on it.
Employment History
Current Registrations
Bragg Financial Advisors INC
Previous Registrations
Queens Road Securities, LLCBroker
Sunamerica Securities, INC.Broker
State Registrations1 state
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