RR
RR

Robert Y Rabinowitz

28 Years of Experience
2 DisclosuresBroker
Compensation
Fee-Only (AUM)
Firm Size
3 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Loading...

Location

48 Wall St., Suite 1206, New York, NY, 10005

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2018
Final
Regulatory
August 2015
Final
Other Business Activities

Robert is the CEO of JH Darbie & Co. Inc. and Wolf A. Popper, Inc., dedicating full-time hours during securities trading. He also engages in business accounting, real estate accounting, property management, and is a managing member of several investment-related LLCs, dedicating varying amounts of time to these activities.

Employment History
Current Registrations
J.H. Darbie & CO., INC.
February 2024 - Present · 2 yrs
Wolf A. Popper, INC.Broker
February 2003 - Present · 23 yrs
J.H. Darbie & CO., INC.Broker
February 1998 - Present · 28 yrs
J.H. Darbie & CO., INC.
February 1998 - Present · 28 yrs
Previous Registrations
Trend Trader, LLCBroker
July 2007 - August 2007 · 1 mo
Trade-Well Discount Investing, LLC.Broker
January 2003 - February 2003 · 1 mo
Iar Securities CORP.Broker
January 1997 - August 1998 · 1 yr 7 mos
State Registrations11 states
CACOCTFLMONHNJNYPARITX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.