Margaret Maruzo is a registered investment advisor at Principle Wealth, based in Madison, CT, with 26 years of industry experience. Margaret operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,210 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Principle Wealth Partners charges a fee based on the value of your portfolio for wealth management services, which includes both investment management and financial planning. The annual fee can be up to 1.25% of your portfolio's value. The exact fee depends on the complexity of your situation, the amount of assets managed, and your overall relationship with Principle Wealth Partners. Fees are negotiable. There is a $5,000 minimum annual fee.
Location
48 Wall Street, Madison, CT, 06443
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Margaret is the VP of the Board of Directors for Acord, Inc., a charitable organization. This non-investment related activity takes minimal time.
Employment History
Current Registrations
Principle Wealth
Previous Registrations
Principle Wealth Partners LLC
Oneamerica Securities, INC.Broker
Oneamerica Securities, INC.
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
American General Securities IncorporatedBroker
Uslife Equity Sales CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.