JS
CFP
JS
CFP
Joy Schlie is a CFP-designated registered investment advisor at Harvest Financial Advisors, LLC, based in West Chester, OH, with 26 years of industry experience. Joy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 418 clients with $580M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
418 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$582.6M
Fee Structure
Minimum Investment:$500K
Planning is included in investment management
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $20.0M | 0.60% |
| $20M+ | 0.50% |
Fees may be negotiable at the discretion of the advisor in certain circumstances.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
8840 Cincinnati-Dayton Road, West Chester, OH, 45069
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2018Denied
Employment History
Current Registrations
Harvest Financial Advisors, LLC
January 2024 - Present · 2 yrs 3 mos
Previous Registrations
Cetera Advisors LLC
September 2019 - December 2023 · 4 yrs 3 mos
Cetera Advisors LLCBroker
September 2019 - December 2023 · 4 yrs 3 mos
Strategic Advisers LLC
September 2009 - June 2018 · 8 yrs 9 mos
Fidelity Brokerage Services LLCBroker
July 2009 - June 2018 · 8 yrs 11 mos
Securities America Advisors, INC.
November 2008 - July 2009 · 8 mos
Securities America, INC.Broker
November 2008 - July 2009 · 8 mos
Strategic Advisers, INC.
July 2006 - February 2008 · 1 yr 7 mos
Fidelity Brokerage Services LLCBroker
July 1998 - February 2008 · 9 yrs 7 mos
Touchstone Securities, INC.Broker
November 1997 - June 1998 · 7 mos
Pruco Securities CorporationBroker
December 1996 - May 1997 · 5 mos
State Registrations3 states
INKYOH
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.