BM
BM

Brian Mock

26 Years of Experience
Broker

Brian Mock is a registered investment advisor at PNC Capital Advisors LLC, based in Bellevue, WA, with 26 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 223 clients with $43B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
18 advisors
IM Fee
Planning only
Assets Under Management
$42.6B

Fee Structure

Minimum Investment:$10M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

10500 NE 8th Street, 20th Floor, Bellevue, WA, 98004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is a director on the advisory board of the University of Washington Foster School of Business and a member of the Mercer Island School District Long Range Facilities Planning Committee. He is also an advisor, board member, and founder of PLT Golf, a golf apparel company.

Employment History
Current Registrations
PNC Capital Advisors LLC
December 2023 - Present · 2 yrs 4 mos
PNC Capital Markets LLC
June 2023 - Present · 2 yrs 10 mos
PNC Capital Markets LLCBroker
June 2023 - Present · 2 yrs 10 mos
Previous Registrations
Russell Investments Implementation Services, LLCBroker
October 2007 - May 2022 · 14 yrs 7 mos
Russell Fund Distributors, INC., Part of Russell InvestmentsBroker
December 1998 - October 2007 · 8 yrs 10 mos
State Registrations1 state
WA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.