BM
BM

Brian Clark Mock

25 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
223 clients
Average Client Portfolio
$190.8M average
Assets Under Management
$42.6B
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Location

10500 NE 8th Street, 20th Floor, Bellevue, WA, 98004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is a director on the advisory board of the University of Washington Foster School of Business and a member of the Mercer Island School District Long Range Facilities Planning Committee. He is also an advisor, board member, and founder of PLT Golf, a golf apparel company.

Employment History
Current Registrations
PNC Capital Advisors LLC
December 2023 - Present · 2 yrs 2 mos
PNC Capital Markets LLC
June 2023 - Present · 2 yrs 8 mos
PNC Capital Markets LLCBroker
June 2023 - Present · 2 yrs 8 mos
Previous Registrations
Russell Investments Implementation Services, LLCBroker
October 2007 - May 2022 · 14 yrs 7 mos
Russell Fund Distributors, INC., Part of Russell InvestmentsBroker
December 1998 - October 2007 · 8 yrs 10 mos
State Registrations1 state
WA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.