Barry William Wong

CFP

Diversify Advisory Services, LLC

29 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net WorthBusiness OwnersMedical Professionals

Diversify Advisory Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

105 advisors

Number of Clients

3,698 clients

Average Client Portfolio

$867K average

Assets Under Management

$3.2B

Fee Structure

Location

9017 S Riverside Dr., Suite 210, Sandy, UT, 84070

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

November 2014

Denied

Customer Dispute

October 2008

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Barry sells fixed insurance contracts as an agent since 2021. He dedicates minimal time to this activity during business hours.

Employment History

Current Registrations

Diversify Advisory Services, LLC

October 2023 - Present · 2 yrs 4 mos

Dfpg Investments, LLCBroker

September 2022 - Present · 3 yrs 5 mos

Previous Registrations

Dfpg Investments, LLC

September 2022 - December 2023 · 1 yr 3 mos

U.S. Bancorp Investments, INC.

January 2006 - September 2022 · 16 yrs 8 mos

U.S. Bancorp Investments, INC.Broker

October 2002 - September 2022 · 19 yrs 11 mos

Fiserv Investor Services, INC.Broker

January 2001 - February 2003 · 2 yrs 1 mo

CUNA Brokerage Services, INC.Broker

June 1999 - January 2001 · 1 yr 7 mos

Ba Investment Services, INC.Broker

July 1997 - July 1999 · 2 yrs

Wells Fargo Securities INC.Broker

October 1996 - July 1997 · 9 mos

State Registrations8 states

AZCAFLIDNVORTNWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.