Amy Goldman
Amy Goldman is a registered investment advisor at Independent Financial Group, LLC, based in Hoboken, NJ, with 21 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
Hoboken, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Amy operates under the DBA AFG Wealth Management for marketing purposes and engages in public speaking, dedicating nearly full-time hours to these activities. Additionally, Amy is involved in insurance sales through multiple entities and manages rental properties, spending a few hours per week on each.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Kalos Management
Kalos Capital, INC.Broker
Oppenheimerfunds Distributor, INC.Broker
Allianz Life Financial Services, LLCBroker
Bic Distributors, LLCBroker
Transamerica Capital, INC.Broker
Lincoln Financial Distributors, INC.
Lincoln Financial Distributors, INC.Broker
Alliance Capital Management L P
Alliancebernstein Investment Research and Management, INC.Broker
E*trade Securities LLCBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Strategic Advisers INC.
Fidelity Brokerage Services LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wheat, First Securities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.