AS
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Arthur Haag Sherman

28 Years of Experience
1 DisclosureBroker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
18 advisors
Number of Clients
613 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$991.7M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K3.00%
$500K - $1.0M2.25%
$1.0M - $2.0M1.90%
$2.0M - $5.0M1.70%
$5M+1.50%

This fee schedule applies to Elite, Elite Choice, Elite LIS and Elite LAAP platforms. The Elite Trade platform has a different fee schedule.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

600 Travis, Suite 5900, Houston, TX, 77002

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History

Regulatory History (1)
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Employment Separation After Allegations
August 2002
Other Business Activities

Arthur is a co-owner of Bigfoot Energy Services, a director at Hilltop Holdings and CBIZ, a registered representative with Sanders Morris Harris, and CEO/CIO of Tectonic Advisors. He also serves as Chairman of the Board for T-Bank and Tectonic Financial, Inc.

Employment History
Current Registrations
Sanders Morris LLCBroker
March 2017 - Present · 8 yrs 11 mos
Tectonic Advisors LLC
April 2015 - Present · 10 yrs 10 mos
Previous Registrations
Privus Financial, LLC
April 2018 - January 2019 · 9 mos
Tectonic Securities, LLCBroker
June 2016 - October 2016 · 4 mos
Sustainable Woodlands Partners, LLC
July 2011 - November 2011 · 4 mos
Salient Capital Advisors, LLC
February 2011 - April 2015 · 4 yrs 2 mos
Integrity Capital, LLC
December 2010 - November 2011 · 11 mos
Salient Capital L.P.Broker
November 2008 - April 2015 · 6 yrs 5 mos
Ghe Advisers, L.P.
December 2006 - November 2011 · 4 yrs 11 mos
Smh Capital INC.
September 2006 - November 2008 · 2 yrs 2 mos
Endowment Advisers, L.P.
January 2004 - April 2015 · 11 yrs 3 mos
Smh Capital INC.Broker
September 2003 - November 2008 · 5 yrs 2 mos
Salient Advisors, L.P.
September 2002 - April 2015 · 12 yrs 7 mos
Redstone Consulting, LLCBroker
June 1999 - September 2002 · 3 yrs 3 mos
Redstone Consulting LLC
May 1999 - September 2002 · 3 yrs 4 mos
Painewebber IncorporatedBroker
March 1997 - November 1998 · 1 yr 8 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Arthur Haag Sherman - Financial Advisor | TrueAdvisor