Andrew Thorpe is a registered investment advisor at Mma Securities LLC, based in Boston, MA, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 8,394 clients.
Compensation
Commission-BasedFixed/Hourly
Firm Size
162 advisors
Number of Clients
8,394 clients
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):
- In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
- MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
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Location
101 Huntington Ave, Suite 401, Boston, MA, 02199
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mma Securities LLC
April 2024 - Present · 2 yrs
Mma Securities LLCBroker
January 2016 - Present · 10 yrs 3 mos
Previous Registrations
Mmc Securities CORP.Broker
September 2010 - January 2016 · 5 yrs 4 mos
Raymond James Financial Services, INC.Broker
June 2008 - September 2010 · 2 yrs 3 mos
Fidelity Investments Institutional Services Company, INC.Broker
July 1997 - June 2008 · 10 yrs 11 mos
Putnam Mutual Funds CORP.Broker
November 1996 - July 1997 · 8 mos
State Registrations6 states
CAFLMANHOHVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.