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Andrew Patrick Thorpe

Mma Securities LLC
29 Years of Experience
Broker
View SEC Summary
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Areas of Practice
Retirement PlanningInvestment Management
Mma Securities LLC
Compensation
Commission-BasedFixed/Hourly
Firm Size
142 advisors
Number of Clients
8,394 clients
Average Client Portfolio
Not specified

Fee Structure

Financial Planning:Investment management only

Location

101 Huntington Ave, Suite 401, Boston, MA, 02199

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Mma Securities LLC
April 2024 - Present · 1 yr 10 mos
Mma Securities LLCBroker
January 2016 - Present · 10 yrs 1 mo
Previous Registrations
Mmc Securities CORP.Broker
September 2010 - January 2016 · 5 yrs 4 mos
Raymond James Financial Services, INC.Broker
June 2008 - September 2010 · 2 yrs 3 mos
Fidelity Investments Institutional Services Company, INC.Broker
July 1997 - June 2008 · 10 yrs 11 mos
Putnam Mutual Funds CORP.Broker
November 1996 - July 1997 · 8 mos
State Registrations12 states
CACTFLGAMAMENHOHRITXVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.