Jeffry Livingston
Jeffry Livingston is a registered investment advisor at Regal Advisory Services, INC., based in Chicago, IL, with 29 years of industry experience. Jeffry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 285 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Regal Advisory Services manages investments for a fee based on a percentage of the portfolio's value. The maximum annual fee is 2.0% of the assets they manage, but this fee may be negotiable. The fee is calculated annually and billed quarterly in advance. There are no adjustments for contributions or withdrawals during the quarter, except for certain programs offered through third-party sponsors.
Location
Chicago, IL
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Regulatory History (4)
Customer Dispute
June 2012Customer Dispute
June 2006Customer Dispute
April 2000Customer Dispute
September 1998Employment History
Current Registrations
Regal Advisory Services, INC.
Regal Securities, INC.
Regal Securities, INC.Broker
Previous Registrations
Brokersxpress LLC
Brokersxpress LLCBroker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
First Union Securities, INC.Broker
Gruntal & CO., L.L.C.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.