KM
KM

Kevin Anthony Mccarthy

26 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
8 advisors
Number of Clients
1,577 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$2.9B

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
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Location

1010 Franklin Avenue, Garden City, NY, 11530

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kevin works full-time marketing for Hilton Capital Management, LLC, an affiliated investment advisor, focusing on asset raising and client assistance. This activity is investment-related.

Employment History
Current Registrations
Foreside Fund Services, LLC
January 2022 - Present · 4 yrs 1 mo
Foreside Fund Services, LLCBroker
January 2022 - Present · 4 yrs 1 mo
Hilton Capital Management, LLC
July 2021 - Present · 4 yrs 7 mos
Previous Registrations
Sandgrain Securities LLCBroker
January 2012 - December 2012 · 11 mos
Rafferty Capital Markets, LLCBroker
March 2011 - January 2022 · 10 yrs 10 mos
Gfi Securities LLCBroker
January 2008 - March 2011 · 3 yrs 2 mos
Tullett Liberty Securities LLCBroker
April 2007 - July 2007 · 3 mos
Chapdelaine Corporate Securities & COBroker
April 2004 - May 2007 · 3 yrs 1 mo
Fleet Securities, INC.Broker
January 2001 - April 2004 · 3 yrs 3 mos
Quick & Reilly, INC.Broker
May 1999 - January 2001 · 1 yr 8 mos
Fleet Securities, INC.Broker
May 1999 - May 1999 · 0 mos
State Registrations29 states
ALAZCACOCTDEGAHIIDILINKSMDMEMNNCNHNJNVNYOHPASCTXVAVTWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.