KU
KU

Katie Ann Umile

28 Years of Experience
1 Disclosure
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
219 clients
Average Client Portfolio
$5.7M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$25K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $300K1.25%
$300K - $600K1.15%
$600K - $1.0M1.00%
$1.0M - $3.0M0.95%
$3M+0.85%

Fees are non-negotiable, although iCapital reserves the right to charge fees that are less than those set out above and or to waive account minimums.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$500
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Location

62 Plympton Street, Boston, MA, 02118

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History

Regulatory History (1)
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Regulatory
March 2006
Final
Employment History
Current Registrations
Icapital, LLC
March 2003 - Present · 22 yrs 11 mos
Previous Registrations
Investment Advisors & Consultants, INC.Broker
April 2003 - December 2005 · 2 yrs 8 mos
Investors Capital CORP.Broker
November 1999 - April 2003 · 3 yrs 5 mos
Signator Investors, INC.Broker
July 1997 - November 1999 · 2 yrs 4 mos
State Registrations3 states
MANHTX
Advisor
Exams
No exam information available for this advisor.