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BK
BK
Brandon Lee Kerndt
Mesirow Financial Investment Management, INC.
29 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Real Estate Investing
Mesirow Financial Investment Management, INC.
Compensation
Fee-Only (AUM)
Firm Size
87 advisors
Number of Clients
13,111 clients
Average Client Portfolio
$3.4M average
Assets Under Management
$45.2B
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Location
610 Central Avenue, Highland Park, IL, 60035
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Customer Dispute
March 2008
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Mesirow Financial, INC.
July 2010 - Present · 15 yrs 7 mos
Mesirow Financial Investment Management, INC.
July 2010 - Present · 15 yrs 7 mos
Mesirow Financial, INC.
Broker
July 2010 - Present · 15 yrs 7 mos
Previous Registrations
Charles Schwab & CO., INC.
August 2000 - July 2010 · 9 yrs 11 mos
Charles Schwab & CO., INC.
Broker
November 1999 - July 2010 · 10 yrs 8 mos
A. G. Edwards & Sons, INC.
Broker
April 1998 - November 1999 · 1 yr 7 mos
Eq Financial Consultants, INC.
Broker
October 1996 - May 1998 · 1 yr 7 mos
The Equitable Life Assurance Society of the United States
Broker
October 1996 - May 1998 · 1 yr 7 mos
State Registrations
11 states
AZ
CA
CO
FL
IL
KS
NY
OH
PA
TX
WI
Advisor
Broker
Both
Exams
No exam information available for this advisor.