Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
640 advisors
Number of Clients
1,281,720 clients
Average Client Portfolio
$229K average
Assets Under Management
$292.9B

Fee Structure

Minimum Investment:$5K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $400K1.75%
$400K - $750K1.25%
$750K - $1.0M1.00%
$1.0M - $3.0M0.75%
$3.0M - $10.0M0.60%
$10.0M - $25.0M0.50%
$25M+0.50%

Fees negotiable for amounts over $25,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1200 South Pine Island Road, Suite 400, Plantation,, FL, 33324

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam is a real estate sales associate in North Miami Beach, Florida, since 2001. He dedicates minimal time to this non-investment-related activity.

Employment History
Current Registrations
Edelman Financial Engines
November 2018 - Present · 7 yrs 3 mos
Previous Registrations
Ef Legacy Securities, LLCBroker
April 2016 - October 2018 · 2 yrs 6 mos
Edelman Financial Services, LLC
August 2011 - November 2018 · 7 yrs 3 mos
Sanders Morris Harris LLCBroker
August 2011 - April 2016 · 4 yrs 8 mos
Natcity Investments, INC.
August 2008 - October 2009 · 1 yr 2 mos
Natcity Investments, INC.Broker
July 2008 - October 2009 · 1 yr 3 mos
Wachovia Securities, LLCBroker
April 2008 - June 2008 · 2 mos
Wachovia Securities, LLC
April 2008 - June 2008 · 2 mos
Wachovia Securities, LLC
January 2006 - October 2007 · 1 yr 9 mos
Wachovia Securities, LLCBroker
January 2006 - October 2007 · 1 yr 9 mos
Suntrust Investment Services, INC.
August 2005 - December 2005 · 4 mos
Suntrust Investment Services, INC.Broker
March 2005 - December 2005 · 9 mos
Securities Service Network, INC.Broker
June 1999 - February 2005 · 5 yrs 8 mos
Eisner Securities, INC.Broker
December 1998 - April 1999 · 4 mos
Dean Witter Reynolds INC.Broker
November 1996 - December 1998 · 2 yrs 1 mo
State Registrations2 states
FLTX
Advisor
Exams
No exam information available for this advisor.