Alan Dale Simms

Mutual Advisors, LLC

29 Years of Experience

1 DisclosureSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingHigh Net Worth

Mutual Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

152 advisors

Number of Clients

8,463 clients

Average Client Portfolio

$798K average

Assets Under Management

$6.8B

Fee Structure

Location

165 N. Meramec Ave., Ste. 430, Clayton, MO, 63105

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History

Regulatory History (1)

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Customer Dispute

July 2002

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Alan is a financial planner with Hawthorne Capital Wealth Advisors, dedicating about a quarter to half of his time to this role. He is also an independent insurance agent and a nurse anesthetist, spending minimal time on insurance and about a quarter of his time as a nurse anesthetist.

Employment History

Current Registrations

Mutual Advisors, LLC

April 2018 - Present · 7 yrs 10 mos

Previous Registrations

Mutual Securities, INC.Broker

April 2018 - June 2020 · 2 yrs 2 mos

First Heartland Consultants, INC.

March 2002 - April 2018 · 16 yrs 1 mo

First Heartland Capital, INC.Broker

March 2002 - April 2018 · 16 yrs 1 mo

Ws Griffith Securities, INC.Broker

October 1998 - March 2002 · 3 yrs 5 mos

Royal Alliance Associates, INC.Broker

October 1996 - October 1998 · 2 yrs

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.