AE
AE

Alan Jay Eisenman

29 Years of Experience
1 DisclosureBroker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
411 advisors
Number of Clients
22 clients
Average Client Portfolio
$74.9M average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$1M
Loading...

Location

66 Hudson Boulevard East, New York, NY, 10001

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Closed-No Action
Employment History
Current Registrations
Sanford C. Bernstein & CO., LLC
December 2000 - Present · 25 yrs 2 mos
Sanford C. Bernstein & CO., LLCBroker
December 2000 - Present · 25 yrs 2 mos
Alliancebernstein L.P.
February 1999 - Present · 27 yrs
Previous Registrations
Sanford C. Bernstein & CO., INC.Broker
September 1997 - December 2000 · 3 yrs 3 mos
Sanford C. Bernstein & CO., INC.Broker
August 1997 - September 1997 · 1 mo
American Express Financial Advisors INC.Broker
October 1996 - September 1997 · 11 mos
Ids Life Insurance CompanyBroker
October 1996 - September 1997 · 11 mos
State Registrations25 states
AKAZCACTDCDEFLGAIDILMAMDMENHNJNVNYOHORPASDTXVTWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alan Jay Eisenman - Financial Advisor | TrueAdvisor