Mario Rodriguez is a registered investment advisor at Ridge Capital Advisors, LLC, based in Carmichael, CA, with 24 years of industry experience. Mario operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 21 clients with $4M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
The annual fee is negotiable and may be reduced for combined household accounts.
Fee Estimator
Location
5740 Windmill Way #13, Carmichael, CA, 95608
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mario is an Investment Advisor Representative at Ridge Capital Advisors, LLC, dedicating approximately 60 hours per month to providing investment advice. He also owns Net Worth Consulting, LLC, where he works as a licensed insurance agent, spending another 60 hours per month on insurance sales.
Employment History
Current Registrations
Ridge Capital Advisors, LLC
Previous Registrations
Net Worth Consulting, LLC
Next Financial Group, INC.
Intersecurities, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.