TrueAdvisor
TrueAdvisor
AP
AP

Alan Puklin

Capital Analysts
21 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Capital Analysts
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
685 advisors
Number of Clients
17,698 clients
Average Client Portfolio
$492K average
Assets Under Management
$8.7B

Fee Structure

Financial Planning:Included in AUM fee

Location

50 Glenmaura National Blvd., Ste. 201, Moosic, PA, 18507

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Analysts
July 2023 - Present · 2 yrs 7 mos
Lincoln InvestmentBroker
July 2023 - Present · 2 yrs 7 mos
Lincoln Investment
July 2023 - Present · 2 yrs 7 mos
Previous Registrations
Ameriprise Financial Services, LLCBroker
December 2020 - May 2023 · 2 yrs 5 mos
Ameriprise Financial Services, LLC
December 2020 - May 2023 · 2 yrs 5 mos
Oppenheimer & CO. INC.
December 2017 - January 2019 · 1 yr 1 mo
Oppenheimer & CO. INC.Broker
November 2017 - January 2019 · 1 yr 2 mos
Columbia Management Investment Distributors, INC.Broker
November 2001 - March 2015 · 13 yrs 4 mos
Brinson Advisors, INC.Broker
November 1999 - October 2001 · 1 yr 11 mos
State Registrations17 states
AZCADEFLGAINMDMINCNJNYPASCTNVAVTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.