CC
CC

Carol Elaine Cheeks

25 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
54 clients
Average Client Portfolio
$586.8M average
Assets Under Management
$31.7B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $25.0M0.25%
$25.0M - $50.0M0.20%
$50.0M - $100.0M0.15%
$100.0M - $250.0M0.10%
$250.0M - $500.0M0.06%
$500M+0.04%

Fees are negotiable on a case-by-case basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

Haymarket, VA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Hilltop Securities Asset Management, LLC
May 2025 - Present · 9 mos
Hilltop Securities INC.
January 2016 - Present · 10 yrs 1 mo
Hilltop Securities INC.Broker
January 2016 - Present · 10 yrs 1 mo
Previous Registrations
First Southwest Company, LLCBroker
April 2007 - January 2016 · 8 yrs 9 mos
1st Global Advisors INC
April 2006 - April 2007 · 1 yr
1st Global Capital CORP.Broker
January 2006 - April 2007 · 1 yr 3 mos
USAA Investment Management Company
May 2002 - November 2002 · 6 mos
USAA Investment Management CompanyBroker
November 1997 - November 2002 · 5 yrs
MML Investors Services, INC.Broker
November 1996 - March 1997 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Carol Elaine Cheeks - Financial Advisor | TrueAdvisor