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DW
DW

Douglas L Woolbert

Pruco Securities, LLC
27 Years of Experience
Broker
View SEC Summary
View SEC Summary
Pruco Securities, LLC
Compensation
N/A
Firm Size
20 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Location

Cazenovia, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pruco Securities, LLC
June 2021 - Present · 4 yrs 8 mos
Pruco Securities, LLC.
October 2018 - Present · 7 yrs 4 mos
Pruco Securities, LLC.Broker
October 2018 - Present · 7 yrs 4 mos
Previous Registrations
Prudential Customer Solutions LLC
October 2018 - July 2021 · 2 yrs 9 mos
Prudential Financial Planning Services
October 2018 - October 2018 · 0 mos
AXA Advisors, LLCBroker
December 2017 - August 2018 · 8 mos
AXA Advisors, LLC
November 2017 - August 2018 · 9 mos
E*trade Capital Management, LLC
January 2009 - August 2016 · 7 yrs 7 mos
E*trade Securities LLCBroker
January 2007 - August 2016 · 9 yrs 7 mos
Banc of America Investment Services, INC.
October 2004 - January 2007 · 2 yrs 3 mos
Banc of America Investment Services, INC.Broker
October 2004 - January 2007 · 2 yrs 3 mos
Quick & Reilly, INC.
September 2002 - October 2004 · 2 yrs 1 mo
Quick & Reilly, INC.Broker
June 2000 - October 2004 · 4 yrs 4 mos
TD Waterhouse Investor Services, INC.Broker
November 1996 - April 2000 · 3 yrs 5 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.