Brett Roberts Carlson

Northwest Asset Management

28 Years of Experience

2 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth

Northwest Asset Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

54 advisors

Number of Clients

3,032 clients

Average Client Portfolio

$1.2M average

Assets Under Management

$3.6B

Fee Structure

Location

2835 82nd Avenue Se, Ste 100, Mercer Island, WA, 98040

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

July 2013

Customer Dispute

December 2000

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Brett is an artist since 2009. This takes minimal time.

Employment History

Current Registrations

Northwest Asset Management

October 2013 - Present · 12 yrs 4 mos

Previous Registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated

August 1997 - July 2013 · 15 yrs 11 mos

State Registrations4 states

FLORTXWA

Advisor

Exams

No exam information available for this advisor.