TrueAdvisor
TrueAdvisor
MH
MH

Michael Anson Herman

Apollon Financial, LLC
27 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementHigh Net Worth
Apollon Financial, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
833 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$890.4M

Fee Structure

Financial Planning:Investment management only

Location

Costa Mesa, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Apollon Financial, LLC
September 2022 - Present · 3 yrs 5 mos
Apollon Wealth Management, LLC
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
Goldman Sachs & CO. LLCBroker
September 2020 - December 2021 · 1 yr 3 mos
Cetera Advisor Networks LLCBroker
November 2017 - September 2020 · 2 yrs 10 mos
Pfe Advisors, INC.
December 2013 - September 2020 · 6 yrs 9 mos
Goldman Sachs Personal Financial Management
May 2009 - December 2021 · 12 yrs 7 mos
Girard Securities, INC.Broker
October 2008 - November 2017 · 9 yrs 1 mo
Strategic Wealth Advisors Group
September 2006 - October 2008 · 2 yrs 1 mo
Fsc Securities CorporationBroker
May 2006 - October 2008 · 2 yrs 5 mos
Fsc Securities Corporation
February 2006 - October 2008 · 2 yrs 8 mos
Citicorp Investment Services
March 2004 - May 2006 · 2 yrs 2 mos
Citicorp Investment ServicesBroker
January 2000 - May 2006 · 6 yrs 4 mos
Wall Street Equities IncorporatedBroker
September 1998 - December 1999 · 1 yr 3 mos
Dean Witter Reynolds INC.Broker
January 1998 - June 1998 · 5 mos
Gruntal & CO., L.L.C.Broker
August 1997 - January 1998 · 5 mos
State Registrations2 states
CAIL
Advisor
Exams
No exam information available for this advisor.