Michael Herman is a registered investment advisor at Apollon Financial, LLC, based in Costa Mesa, CA, with 28 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 833 clients with $890M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Apollon Financial charges an annual advisory fee based on the value of your portfolio or a flat dollar fee, ranging up to 3.0% annually. Clients invested in the Direct Indexing strategy are assessed an additional 0.10% fee. Fees are negotiable and based on factors like relationship size and complexity. Some strategies have supplemental costs that Apollon Financial retains. Clients may be billed in advance or arrears, and monthly or quarterly. Non-wrap accounts invested with sub-advisors will be subject to additional costs, ranging from 0.05% to 2.25%.
Location
Costa Mesa, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Apollon Financial, LLC
Apollon Wealth Management, LLC
Previous Registrations
Goldman Sachs & CO. LLCBroker
Cetera Advisor Networks LLCBroker
Pfe Advisors, INC.
Goldman Sachs Personal Financial Management
Girard Securities, INC.Broker
Strategic Wealth Advisors Group
Fsc Securities CorporationBroker
Fsc Securities Corporation
Citicorp Investment Services
Citicorp Investment ServicesBroker
Wall Street Equities IncorporatedBroker
Dean Witter Reynolds INC.Broker
Gruntal & CO., L.L.C.Broker
State Registrations2 states
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