Sean Riley
Sean Riley is a registered investment advisor at LPL Financial LLC, based in Manchester, NH, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
686 Chestnut Street, Manchester, NH, 03104-3009
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean works for Stephen Eldridge & Company Inc as a third-party administrator and Eldridge Investment Advisors as a registered investment advisor. Sean is also an agent for non-variable insurance since 2022.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Eldridge Investment Advisors INC
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Cole Capital CorporationBroker
Metlife Investors Distribution CompanyBroker
Metlife Investors Distribution CompanyBroker
Mfs Fund Distributors, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.