Raymond Noah Carota

Brandywine Financial Group, INC.

28 Years of Experience

1 Disclosure

View SEC Summary

Areas of Practice

Insurance PlanningTax Planning

Brandywine Financial Group, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

2 advisors

Number of Clients

168 clients

Average Client Portfolio

$592K average

Assets Under Management

$99.4M

Location

1777 Sentry Parkway West, Suite 205, Merion Towle Bldg., Blue Bell, PA, 19422

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

December 2017

Final

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Brandywine Financial Group, INC.

November 2003 - Present · 22 yrs 3 mos

Previous Registrations

Osaic Wealth, INC.Broker

October 2024 - November 2024 · 1 mo

American Portfolios Advisors, INC

May 2004 - December 2012 · 8 yrs 7 mos

American Portfolios Financial Services, INC.Broker

April 2004 - October 2024 · 20 yrs 6 mos

The Ambrose Financial Group, INC.

November 2001 - June 2004 · 2 yrs 7 mos

Royal Alliance Associates, INC.Broker

September 2001 - April 2004 · 2 yrs 7 mos

Linsco/private Ledger CORP.Broker

November 1997 - October 2001 · 3 yrs 11 mos

American Express Financial Advisors INC.Broker

January 1997 - November 1997 · 10 mos

Ids Life Insurance CompanyBroker

January 1997 - November 1997 · 10 mos

State Registrations7 states

DEFLMDNJPATNTX

Advisor

Exams

No exam information available for this advisor.