Dale Self is a registered investment advisor at Maia Wealth, based in Denver, CO, with 28 years of industry experience. Dale operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 2,148 clients with $970M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The maximum annual advisory fee for accounts paying a percentage of assets under management is 1.50%. Fees may vary based on the size of the account, complexity of the portfolio, extent of activity in the account or other reasons agreed upon by us and you as the client.
Fee Estimator
Location
1331 17th Street, Suite 800, Denver, CO, 80202
Get directionsHistory
Regulatory History (3)
Regulatory
July 2024Customer Dispute
March 2023Customer Dispute
April 2008Other Business ActivitiesSells Insurance
Dale is an insurance agent with various carriers, spending about a quarter of his time on this activity. He is also the Managing Member of F1rst Wellness LLC, with future plans to conduct business in the health and wellness space.
Employment History
Current Registrations
Maia Wealth
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Amerivest Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
State Street Securities, INC.Broker
Royce Investment Group, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.