Douglas Eaton
Douglas Eaton is a registered investment advisor at Eaton Financial Group, based in Coral Springs, FL, with 28 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 374 clients with $390M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $500K | 1.10% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $3.0M | 0.80% |
| $3.0M - $4.0M | 0.70% |
| $4.0M - $5.0M | 0.60% |
| $5.0M - $6.0M | 0.50% |
| $6M+ | 0.50% |
Fees are negotiable for accounts greater than $6,000,000.
Fee Estimator
Location
11555 Heron Bay Boulevard, Suite 200, Coral Springs, FL, 33076
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Douglas is the president of Eaton Financial Holdings Company/Eaton Financial Group, dedicating nearly full-time hours to comprehensive investment advisory. He also works as a principal for insurance consultation (life, long term care and disability), and is involved with 401k Simplified, Parkland Chamber of Commerce, and RUN4BEIGEL.
Employment History
Current Registrations
Eaton Financial Group
Previous Registrations
Sorrento Pacific Financial, LLCBroker
Fiduciary Planning, LLC
First Allied Securities, INC.Broker
First Allied Advisory Services, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
Nylife Securities INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.