Thomas Kennedy is a registered investment advisor, based in Cleveland, OH, with 25 years of industry experience.
Location
6060 Parkland Boulevard, Suite 200, Cleveland, OH, 44124
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas is involved in several outside business activities. He is a minority shareholder in APX Energy, a private company holding company, and a 50% owner of Cleveland Tech Ventures, and a board member of Global Digital Instrument, LLC. These activities require minimal time.
Employment History
Current Registrations
Inverness Securities, LLCBroker
Ancora Private Wealth Advisors, LLC
Previous Registrations
First Allied Securities, INC.Broker
First Allied Securities, INC.
First Allied Securities, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Sunset Financial Services, INC.Broker
Capital Analysts, IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.