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AG
AG

Alan Scott Gibbs

Oppenheimer & CO. INC.
29 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
1106 advisors
Number of Clients
37,605 clients
Average Client Portfolio
$862K average
Assets Under Management
$32.4B

Fee Structure

Financial Planning:Investment management only
Minimum Annual Fee:$250

Location

580 California Street, Suite 2300, San Francisco, CA, 94104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Oppenheimer & CO. INC.
March 2008 - Present · 17 yrs 11 mos
Oppenheimer & CO. INC.Broker
March 2008 - Present · 17 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
July 1997 - April 2008 · 10 yrs 9 mos
UBS Financial Services INC.Broker
August 1996 - April 2008 · 11 yrs 8 mos
State Registrations17 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.