Gino Carollo is a registered investment advisor, based in Jericho, NY, with 27 years of industry experience.
Location
2 Jericho Plaza, Suite 208, Jericho, NY, 11753
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Regulatory History (1)
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Customer Dispute
December 2004Denied
Other Business ActivitiesSells Insurance
Gino works as a financial advisor for Opal Wealth Advisors, dedicating full-time hours to general wealth management. He also works as an agent selling fixed/traditional insurance products, spending a few hours per week on this activity.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
October 2021 - Present · 4 yrs 6 mos
Opal Wealth Advisors, LLC
October 2021 - Present · 4 yrs 6 mos
Previous Registrations
Citigroup Global Markets INC.
November 2012 - October 2021 · 8 yrs 11 mos
Citigroup Global Markets INC.Broker
October 2012 - October 2021 · 9 yrs
Hsbc Securities (USA) INC.
June 2006 - October 2012 · 6 yrs 4 mos
Hsbc Securities (USA) INC.Broker
January 2005 - October 2012 · 7 yrs 9 mos
Hsbc Brokerage (USA) INC.Broker
April 2004 - January 2005 · 9 mos
Morgan Stanley
August 2002 - April 2004 · 1 yr 8 mos
Morgan Stanley Dw INC.Broker
December 2001 - April 2004 · 2 yrs 4 mos
Dalton Kent Securities Group, INC.Broker
April 2000 - July 2001 · 1 yr 3 mos
Win Capital CORP.Broker
January 1999 - February 1999 · 1 mo
Ras Securities CORP.Broker
October 1998 - December 1998 · 2 mos
West America Securities CORPBroker
June 1998 - July 1998 · 1 mo
Morgan Grant Capital CORP.Broker
May 1998 - August 1998 · 3 mos
Global Strategies Group, INC.Broker
December 1996 - April 1998 · 1 yr 4 mos
State Registrations4 states
CADCNHNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.