Daniel Phillips is a registered investment advisor at The Fiduciary Alliance, based in Greenville, SC, with 28 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 8,964 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fiduciary Alliance charges a percentage of the value of your portfolio, up to 2.00% per year. This fee is negotiable. The fee is calculated and paid quarterly, in advance. In addition, for certain alternative investments, Fiduciary Alliance may receive up to 25% of the profits above a certain return threshold. All clients engaging in Investment Management Services must either engage in Comprehensive Financial Planning or meet a $150,000 minimum of assets under management.
Location
135 S Main St, Suite 600, Greenville, SC, 29601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Daniel owns rental real estate properties and is a cofounder and 10% owner of Bloxx, LLC, an electronic privacy protection company. He spends minimal time on these activities.
Employment History
Current Registrations
The Fiduciary Alliance
Previous Registrations
Madison Park Capital Advisors, LLC
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Goldman, Sachs & CO.Broker
A I M Distributors, INC.Broker
Oppenheimerfunds Distributor, INC.Broker
Gt Global, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.