David Adefeso
David Adefeso is a registered investment advisor at Sootchy Securities, LLC, based in Los Angeles, CA, with 26 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Sootchy Securities does not charge a fee for its advice. They recommend target date funds within 529 plans. A transaction fee is charged if you receive gift contributions from friends and family, processed through an affiliated company, Sootchy, Inc.
Location
Los Angeles, CA
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Regulatory History (1)
Customer Dispute
July 2015Other Business ActivitiesSells Insurance
David is the president of Pacific Advisory Group, LLC (consulting), owner of Pacific Risk Management Group, PLLC (insurance), and owner of Sootchy, Inc. (technology). He also acts on a reality TV show.
Employment History
Current Registrations
Sootchy Securities, LLC
The Pacific Group
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
Wasserstein Perella & CO., INC.Broker
Salomon Brothers INC.Broker
Smith Barney INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.