James Alberts
James Alberts is a registered investment advisor at N.E.W. Advisory Services, LLC, based in Green Bay, WI, with 29 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 4,347 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 1.50% |
| $50K - $100K | 1.40% |
| $100K - $250K | 1.30% |
| $250K - $500K | 1.25% |
| $500K - $1000K | 1.20% |
| $1.0M - $2.0M | 1.15% |
| $2.0M - $3.0M | 1.13% |
| $3.0M - $4.0M | 1.11% |
| $4.0M - $5.0M | 1.09% |
| $5.0M - $7.5M | 1.05% |
| $7.5M+ | 1.00% |
Fees are negotiable. For accounts held directly with a product sponsor, N.E.W. Advisory Services charges a flat 0.75%.
Fee Estimator
Location
425 Packerland Dr., Suite C, Green Bay, WI, 54303
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2014Customer Dispute
February 2004Other Business Activities
James operates under his own name for non-investment related business at his branch location. He is also the owner and a CPA at Alberts CPA and Associates LLC and an IAR under New Advisory Services RIA.
Employment History
Current Registrations
N.E.W. Advisory Services, LLC
Geneos Wealth Management, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Sunamerica Securities, INC.Broker
Sunamerica Securities, INC.Broker
Sii Investments, INC.Broker
Wma Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.