George Duff is a registered investment advisor, based in Austin, TX, with 29 years of industry experience.
Location
11651 Jollyville Road, Suite 300, Austin, TX, 78759
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Regulatory History (2)
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Customer Dispute
March 2022Denied
Customer Dispute
April 2003Closed-No Action
Other Business ActivitiesSells Insurance
George is an insurance agent selling life insurance, dedicating minimal time to this activity. He also manages real estate holdings, volunteers for the University of Texas, provides investment advice through Grace Capital Management (full-time), and manages an investment strategy as a partner in Grace All-Weather Fund.
Employment History
Current Registrations
Dai Securities, LLCBroker
January 2023 - Present · 3 yrs 3 mos
Grace Capital Management, LLC
April 2009 - Present · 17 yrs
Previous Registrations
Grace Capital Management, LLC
April 2009 - December 2009 · 8 mos
Duff & Boynton, LLC
July 2007 - December 2009 · 2 yrs 5 mos
Triad Advisors LLCBroker
June 2007 - January 2023 · 15 yrs 7 mos
Triad Advisors, INC.
June 2007 - July 2007 · 1 mo
Wachovia Securities Financial Network, LLC
July 2005 - July 2007 · 2 yrs
Wachovia Securities Financial Network, LLCBroker
May 2004 - July 2007 · 3 yrs 2 mos
A. G. Edwards & Sons, INC.
October 2002 - May 2004 · 1 yr 7 mos
A. G. Edwards & Sons, INC.Broker
August 1996 - May 2004 · 7 yrs 9 mos
State Registrations13 states
CACOFLIDLAMAMDMINCNYPATXWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.