Clifford William Shirah

Cl Wealth Management LLC

24 Years of Experience

3 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Financial Planning & CoachingRetirement PlanningEstate PlanningInsurance PlanningInvestment Management

Cl Wealth Management LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

44 advisors

Number of Clients

2,073 clients

Average Client Portfolio

$303K average

Assets Under Management

$628.7M

Fee Structure

Minimum Investment:$25K

Location

730 E. Second Avenue, Suite 103, Blue Ridge, GA, 30513

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

May 2023

Settled

Regulatory

April 2018

Final

Employment Separation After Allegations

January 2018

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Clifford is the president of Appalachian Asset Management, Inc., selling securities and insurance/annuity products, dedicating nearly full-time hours to this. He is also a passive investor in Blue Ladder Development, LLC, and treasurer of FCHS Dugout Club, dedicating minimal time to each. Clifford also owns IV Partners, LLC, holding personal real estate.

Employment History

Current Registrations

Cl Wealth Management LLC

February 2023 - Present · 3 yrs

Cabot Lodge Securities LLCBroker

November 2019 - Present · 6 yrs 3 mos

Previous Registrations

Sb Advisory, LLC

February 2021 - February 2023 · 2 yrs

Sb Advisory, LLC

January 2018 - December 2020 · 2 yrs 11 mos

Ifs SecuritiesBroker

January 2018 - October 2019 · 1 yr 9 mos

Investment Advisors

September 2007 - January 2018 · 10 yrs 4 mos

Proequities, INC.Broker

September 2007 - January 2018 · 10 yrs 4 mos

Fsc Securities Corporation

February 2004 - September 2007 · 3 yrs 7 mos

Fsc Securities CorporationBroker

August 2003 - September 2007 · 4 yrs 1 mo

Proequities, INC.Broker

May 2003 - August 2003 · 3 mos

Proequities, INC.Broker

November 1996 - December 1998 · 2 yrs 1 mo

State Registrations5 states

GANCOHTNVA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.