James Exley
James Exley is a CFP-designated registered investment advisor at Wealth Science Advisors LLC, based in Alpharetta, GA, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 271 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fee is generally negotiable for clients with assets under management in excess of $30,000,000. An additional fee of 1.00% of assets under management is assessed for retirement plan asset management services performed through Pontera.
Fee Estimator
Location
55 Roswell Street, Suite 210, Alpharetta, GA, 30009
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2020Customer Dispute
June 2015Other Business Activities
James is involved in several outside business activities, including psychological analytics and consulting as a Wealth Scientist, owning a consumer products company (alligator wallets/belts), PhD research and intellectual property, co-authoring a book, and providing strategic consulting and administrative support services. None of these activities appear to involve the sale of insurance products.
Employment History
Current Registrations
Wealth Science Advisors LLC
Previous Registrations
Northwestern Mutual Wealth Management Company
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.