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Francis George Horneff

29 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
199 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$265.5M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K2.75%
$100K - $500K2.50%
$500K - $1000K2.25%
$1M+2.00%

Asset-based fees are negotiable and are at the discretion of LWA.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$1,375
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Location

845 Third Avene Suite 1703, New York, NY, 10022-7513

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Francis works as an investment advisor and portfolio manager for Herold Advisors, Inc., dedicating nearly full-time hours. He also works as a registered investment advisor representative/portfolio manager for Lantern Wealth Advisors, LLC, spending about 10-20% of his time there.

Employment History
Current Registrations
Lantern Wealth Advisors, LLC
April 2024 - Present · 1 yr 10 mos
Herold & Lantern Investments, INC.Broker
November 2020 - Present · 5 yrs 3 mos
Herold Advisors, INC.
October 2020 - Present · 5 yrs 4 mos
Previous Registrations
Bernard Herold & CO., INC.Broker
August 1996 - November 2020 · 24 yrs 3 mos
State Registrations19 states
CACTFLMAMDMONCNJNVNYOHORPASCTNTXUTVAVT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.