Kris Tower is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Denver, CO, with 29 years of industry experience. Kris operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
4700 S. Syracuse Street, Suite 830, Denver, CO, 80237
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kris is a registered representative and registered principal with OSAIC Wealth, Inc., and an investment adviser representative with Novem Group. Kris is also the President of AP Denver, dealing with fixed insurance, office leasing, and expert witness work, and a board member of the Financial Planning Association Political Action Committee.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Novem Group
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Northeast Asset Management, INC.
Northeast Securities, INC.Broker
Lloyd, Scott & Valenti, INC.
Lloyd, Scott & Valenti, LTD.Broker
Rsm Mcgladrey, INC.
H&r Block Financial Advisors, INC.Broker
State Registrations52 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.