CF
CF

Cooley Keep Fales

25 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
103 advisors
Number of Clients
2,081 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$3.4B

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
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Location

Atlanta, GA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cooley is a member at large of the Knox Hall Condominium Association since 2017, spending minimal time approving member requests. Cooley is also the Membership Chair and a Board Member at Druid Hills Golf Club since late 2024, dedicating a few hours per week to welcoming new members.

Employment History
Current Registrations
Jefferies Investment Advisers LLC
May 2023 - Present · 2 yrs 9 mos
Jefferies LLC
November 2009 - Present · 16 yrs 3 mos
Jefferies LLCBroker
November 2009 - Present · 16 yrs 3 mos
Previous Registrations
Leucadia Asset Management LLC
November 2009 - August 2023 · 13 yrs 9 mos
Deutsche Bank Securities INC.
October 2005 - October 2005 · 0 mos
UBS Financial Services INC.
October 2005 - December 2009 · 4 yrs 2 mos
UBS Financial Services INC.Broker
October 2005 - December 2009 · 4 yrs 2 mos
Deutsche Bank Securities INC.Broker
October 2005 - October 2005 · 0 mos
Credit Suisse First Boston
September 2004 - October 2005 · 1 yr 1 mo
Credit Suisse First Boston LLCBroker
July 2004 - October 2005 · 1 yr 3 mos
Goldman, Sachs & CO.Broker
August 1996 - July 2000 · 3 yrs 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.