Mark Laing Lichtenfeld

Transcend Capital Advisors, LLC

29 Years of Experience

4 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth

Transcend Capital Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

19 advisors

Number of Clients

1,065 clients

Average Client Portfolio

$2.9M average

Assets Under Management

$3.1B

Fee Structure

Financial Planning:Included in AUM fee

Location

7 Giralda Farms, Suite 300, Madison, NJ, 07940

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

May 2019

Settled

Customer Dispute

May 2019

Settled

Customer Dispute

March 2012

Denied

Customer Dispute

March 2003

Settled

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Transcend Capital Advisors, LLC

January 2019 - Present · 7 yrs 1 mo

Previous Registrations

Purshe Kaplan Sterling InvestmentsBroker

January 2019 - March 2020 · 1 yr 2 mos

UBS Financial Services INC.

February 2009 - January 2019 · 9 yrs 11 mos

UBS Financial Services INC.Broker

February 2009 - January 2019 · 9 yrs 11 mos

Citigroup Global Markets INC.Broker

January 2006 - March 2009 · 3 yrs 2 mos

Citigroup Global Markets INC.

January 2006 - March 2009 · 3 yrs 2 mos

RBC Dain Rauscher INC.

May 2002 - January 2006 · 3 yrs 8 mos

RBC Dain Rauscher INC.Broker

March 2002 - January 2006 · 3 yrs 10 mos

Tucker Anthony IncorporatedBroker

December 1997 - March 2002 · 4 yrs 3 mos

Prudential Securities IncorporatedBroker

August 1996 - December 1997 · 1 yr 4 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.