Amy Sullivan is a registered investment advisor at Sageview Advisory Group, LLC, based in Newport Beach, CA, with 27 years of industry experience. Amy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 7,497 clients with $240B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SageView offers investment management services to individual clients, charging an annual fee based on the amount of assets managed. This fee typically ranges from 0.55% to 1.50% of the portfolio's value, but will not exceed 2.00%. The exact fee is determined by the size, nature, complexity, and services required for the client's account. Fees are charged quarterly in advance. For accounts managed through the Pontera platform, the fee is also between 0.55% and 1.50%, but no greater than 2.00%.
Location
4000 Macarthur Blvd., Suite 1050, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Amy is a principal at Dockweiler Consulting Associates, Ltd., providing estate executor consulting services since 2021. She dedicates minimal time to this business.
Employment History
Current Registrations
Sageview Advisory Group, LLC
Previous Registrations
Cap Strat
Guggenheim Investments
Guggenheim Distributors, LLCBroker
Claymore Advisors, LLC
Claymore Securities, INC.
Guggenheim Funds Distributors, LLCBroker
Nuveen InvestmentsBroker
State Registrations5 states
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