DR
DR

David Adam Ringler

26 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
1,654 clients
Average Client Portfolio
$605K average
Assets Under Management
$1.0B

Fee Structure

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Location

120 White Plains Road, Suite 115, Tarrytown, NY, 10591

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is the President of 100 Donors Inc, a registered 501c3 nonprofit, since 2019. He spends a few hours per week overseeing the organization, focusing on strategic planning and governance.

Employment History
Current Registrations
Onyx Bridge Wealth Group LLC
October 2021 - Present · 4 yrs 4 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
October 2021 - March 2023 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2016 - October 2021 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2016 - October 2021 · 5 yrs 3 mos
Morgan StanleyBroker
January 2013 - August 2016 · 3 yrs 7 mos
UBS Financial Services INC.Broker
April 2011 - January 2013 · 1 yr 9 mos
Ameriprise Financial Services, INC.Broker
June 2009 - November 2009 · 5 mos
Riversource Fund Distributors, INC.Broker
January 2009 - May 2009 · 4 mos
Riversource Distributors, INC.Broker
November 2007 - January 2009 · 1 yr 2 mos
Mfc Global Investment Management (U.S.), LLC
January 2006 - November 2007 · 1 yr 10 mos
John Hancock Advisers, LLC
January 2006 - November 2007 · 1 yr 10 mos
John Hancock Funds, LLCBroker
October 2005 - November 2007 · 2 yrs 1 mo
Scudder Distributors, INC.Broker
December 2003 - October 2005 · 1 yr 10 mos
Evergreen Investment Services, INC.Broker
November 2000 - December 2003 · 3 yrs 1 mo
The Dreyfus Service CorporationBroker
May 1997 - June 2000 · 3 yrs 1 mo
State Registrations2 states
NYTX
Advisor
Exams
No exam information available for this advisor.