Echo Chien is a registered investment advisor, based in San Rafael, CA, with 29 years of industry experience.
Location
100 Smith Ranch Road, Suite 110, San Rafael, CA, 94903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Echo is the Chief Compliance Officer for The Putney Financial Group, dedicating a few hours per week. Echo also owns rental property and provides general consulting services through Legacy Bridge Financial LLC.
Employment History
Current Registrations
Arete Wealth Management, LLC
Arete Wealth Management, LLCBroker
The Putney Financial Group LLC
Previous Registrations
Portsmouth Financial ServicesBroker
Portsmouth Financial Services, INC.
East / West Securities CORP.Broker
East/west Securities CO.Broker
Mandarin Pacific Asset Management, LLC
White Pacific Investment Advisory Services
White Pacific Securities, INC.Broker
Thomas F. White & CO., IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.