Avraham Isaac Ziv

LPL Financial LLC

28 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning

LPL Financial LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

26657 advisors

Number of Clients

1,676,192 clients

Average Client Portfolio

$369K average

Assets Under Management

$618.9B

Fee Structure

Minimum Investment:$1K

Location

Massapequa, NY

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History

Regulatory History (1)

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Customer Dispute

November 2020

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Avraham is an agent for life, accident, and health insurance. He is also a registered representative with Western International Securities, Inc. and an investment adviser representative with Dorado Wealth Management LLC.

Employment History

Current Registrations

LPL Financial LLCBroker

June 2025 - Present · 8 mos

Dorado Wealth Management LLC

July 2021 - Present · 4 yrs 7 mos

Northeast Asset Management LLC

November 2007 - December 2018 · 11 yrs 1 mo

Northeast Securities, LLCBroker

October 2001 - December 2018 · 17 yrs 2 mos

Investec Ernst & CompanyBroker

June 1999 - October 2001 · 2 yrs 4 mos

Stuart, Coleman & CO., INC.Broker

January 1998 - June 1999 · 1 yr 5 mos

Hampshire Securities CorporationBroker

January 1997 - January 1998 · 1 yr

State Registrations4 states

CAHINYTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.